Compliance & Ethics

Governance artifacts and controls used to support compliant, reviewable AI operation in regulated contexts.

Governance artifacts

Model documentation (model cards) and evaluation summaries.
Data documentation (data sheets) and lineage notes.
Change logs, approvals, and decision records.

Control model

Define acceptance criteria for model releases.
Document intended use and prohibited use.
Separate development, validation, and approval responsibilities.

Risk and assessment

Record risk assessments and mitigation plans.
Perform periodic reviews based on drift or policy changes.
Run fairness/bias checks where applicable.

Audit readiness

Maintain traceability from inputs to outputs to reviewer action.
Retain evidence and logs aligned with retention requirements.
Support investigations with reproducible model versions.

Artifacts produced

Model cards, data sheets, and intended-use documentation.
Risk assessments and mitigation records (where applicable).
Change control records and audit-ready decision evidence.

Connected pillars: Explainable AI; Security & Privacy
Applied pattern: AI Personal Model

AI Personal Model Explainable AI Security & Privacy

CTA

Contact Maloni to discuss requirements, constraints, and next steps.